About our firm

Experienced, reputable financial management.

At Step Stone Financial we understand that your individual financial situation is unique and deserves an equally unique approach designed to help put you on track to reaching your financial goals.

Un-biased investment recommendations is a given! In over 20 years investment brokerage experience we’ve always put the goals of the client ahead of all other concerns. There’s one reason for that, what’s best for our clients is what’s best for us. That’s the way it is, that’s the way it ought to be, that’s the way it will stay!

Independence is not something that can be turned on and off. Either you are an independent thinker and an independent doer or you are neither.

Running an independent firm means creating a culture where independent thinkers, work together for a common goal, helping the client identify and achieve the freedom of choice that defines their own independence!

Our broker dealer, First Allied Securities, Inc., is one of the leading full-service independent brokerage firms in the nation. With nearly 1,000 registered representatives, 500 locations and over $20 billion in client assets, First Allied offers experienced, reputable and timely financial management with a contemporary, independent perspective.

Together, with First Allied Securities, Inc., we offer a full suite of products, services, strategies and implementations that rival the offerings of the nation’s largest and most exclusive private banking services firms.